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Literature and Forms

Click to download PDFProspectusStatement of Additional InformationAnnual ReportSemi Annual Report
Pax World FundsPDF | XBRLPDFPDFPDF

ADV Part 1 (3/17/2017) | ADV Part 2 (3/16/2017) | Pax Ellevate ADV (3/15/2017)

On February 23, 2017, the Board of Trustees of Pax World Funds Series Trust I voted to close the Class R shares of the Pax World Funds as of May 1, 2017. On May 1, 2017 all Class R shares were automatically converted into Individual Investor Class shares of the same Fund.

On November 21, 2016, the Funds' Board of Trustees voted to liquidate the assets of Pax Sustainable Managers Capital Appreciation Fund and Pax Sustainable Managers Total Return Fund, effective February 15, 2017.

Effective June 30, 2016 the Pax Growth Fund (the Predecessor Fund) was renamed the Pax ESG Beta Quality Fund (the Fund). The Predecessor Fund is treated as the survivor of the renaming for accounting and performance reporting purposes. Accordingly, all performance and other information shown for the Fund for periods prior to 6/30/2016 is that of the Predecessor Fund.

FundFact SheetPerformanceCommentaryQuarterly HoldingsProxy Voting Records
Pax Large Cap FundPDFHTMLHTMLPDFHTML
Pax Mid Cap FundPDFHTMLHTMLPDFHTML
Pax Small Cap FundPDFHTMLHTMLPDFHTML
Pax ESG Beta Quality FundPDFHTMLHTMLPDFHTML
Pax ESG Beta Dividend FundPDFHTMLHTMLPDFHTML
Pax MSCI EAFE ESG Leaders Index FundPDFHTMLHTMLPDFHTML
Pax Ellevate Global Women's Index FundPDFHTMLHTMLPDFHTML
Pax Global Environmental Markets FundPDFHTMLHTMLPDFHTML
Pax Balanced FundPDFHTMLHTMLPDFHTML
Pax Core Bond FundPDFHTMLHTMLPDFHTML
Pax High Yield Bond FundPDFHTMLHTMLPDFHTML

Effective June 30, 2016 the Pax Growth Fund (the Predecessor Fund) was renamed the Pax ESG Beta Quality Fund (the Fund). The Predecessor Fund is treated as the survivor of the renaming for accounting and performance reporting purposes. Accordingly, all performance and other information shown for the Fund for periods prior to 6/30/2016 is that of the Predecessor Fund.

1Mutual Fund Account Application - Individual Investor and Institutional ClassNew mutual fund account application for investing in the Individual Investor Class shares of the funds. Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization and Corporation account options are available.PDF
2Mutual Fund Account Application - Class ANew mutual fund account application for investing in the Class A shares of the funds available through a financial representative. Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization and Corporation account options are available.PDF
3Transfer on Death FormRegister your non-retirement account as Transfer On Death (TOD) to provide named beneficiaries.PDF
4Shareholder Service FormAuthorize Telephone/Online Options, Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Investment plan or Systematic Withdrawal Plan; Update Dividend/Capital Gain Options; Update E-delivery Options; Elect a Cost Basis Method.PDF
5Shareholder Mailing FormUpdate your E-Delivery options, add a recipient for duplicate statements, link accounts with different registrations to a single quarterly account statement and online Access User ID.PDF
6Transfer of Shares FormGive shares of your Pax World Mutual Fund account to an individual or an organization.PDF
7Mutual Fund Trading Authorization FormAllow someone other than the registered account owner(s) to have full trading authority.PDF
8Subsequent Investment SlipSend with an additional investment once you have established an account with Pax WorldPDF
9IRS Form W-9Certify your Tax ID/Social Security number or S Corporation/C Corporation statusPDF
10Global Citizen Program Contribution Form - Mercy CorpsUse this form if you are an existing Pax World shareholder and would like to join the Pax World Global Citizen Program and would like to earmark a portion of your dividends and/or capital gains as a contribution to Mercy Corps.PDF
11Global Citizen Program Contribution Form - Women Thrive AllianceUse this form if you are an existing Pax World shareholder and would like to join the Pax World Global Citizen Program and would like to earmark a portion of your dividends and/or capital gains as a contribution to Women Thrive Alliance.PDF
12Name Change FormUpdate your legal name change.PDF
13Affidavit of DomicileUsed with additional documents to update an account in the event of the owner’s death.PDF
14Non-Retirement Redemption FormAuthorize a redemption from your Non-Retirement account.PDF
15Non-Retirement Account Transfer FormAuthorize the transfer of your Non-Retirement account from another mutual fund company directly to Pax World Mutual Funds.PDF
1Traditional, Roth & SEP IRA Account Application - Individual Investor ClassUse to open a new Traditional IRA, Rollover IRA, SEP-IRA or Roth IRA in the Individual Investor class shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below.
2Traditional, Roth & SEP IRA Account Application - Class AUse to open a new Traditional IRA, Rollover IRA, SEP-IRA, or Roth IRA account through a financial representative in the Class A shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below.
3Traditional, Roth & SEP IRA AgreementIncludes application instructions, Disclosure Statement, Traditional IRA Custodial Agreement and Roth IRA Custodial Agreement.PDF
4IRS Form 5305-SEPMust be completed along with a Traditional & Roth IRA Account Application above when opening a SEP-IRA account.PDF
5Traditional IRA & Roth IRA Transfer of Assets/Direct Rollover FormAuthorize the transfer of your employer-sponsored plan, Traditional IRA or Roth IRA directly to Pax World. Do not use this form for a Roth Conversion or Recharacterization.PDF
6Traditional IRA & Roth IRA Rollover/Conversion Certification FormIf you have received a check payable to you from an employer-sponsored plan, Traditional IRA or Roth IRA that you wish to roll over to Pax World within 60 days.PDF
7SIMPLE IRA Account Application - Individual Investor ClassUse to open a new SIMPLE IRA account in the Individual Investor class shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement.
8SIMPLE IRA Account Application - Class AUse to open a new SIMPLE IRA account through a financial representative in the Class A shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement.
9SIMPLE IRA AgreementIncludes application instructions, Disclosure Statement and Custodial Account Agreement.PDF
10SIMPLE IRA Transfer of Assets FormAuthorize the transfer of your SIMPLE IRA directly to Pax World.PDF
11SIMPLE IRA Rollover Certification FormIf you have received a check payable to you from your SIMPLE IRA that you wish to roll over to Pax World within 60 days.PDF
12Coverdell Education Savings Account Application - Individual Investor ClassUse to open a new Coverdell Education Savings account in the Individual Investor Class shares of the funds.
13Coverdell Education Savings Account Application - Class AUse to open a new Coverdell Education Savings account through a financial representative in the Class A shares of the funds.
14Coverdell Education Savings Account AgreementIncludes application instructions, Disclosure Statement, questions and answers and Custodial Account Agreement.PDF
15Coverdell Education Savings Account Transfer of Assets FormAuthorize the transfer of a Coverdell ESA directly to Pax World from the same beneficiary.PDF
16Coverdell Education Savings Account Rollover Certification FormIf you have received a check payable to you from a Coverdell ESA that you wish to roll over to Pax World within 60 days.PDF
17Change of Beneficiary FormUpdate beneficiary information for your Pax World retirement account.PDF
18IRA Withdrawal FormRequest a total or partial distribution from your Pax World IRA, Roth IRA, or SEP-IRA.PDF
19IRA Required Minimum Distribution FormRequest a Required Minimum Distribution (RMD) from your Pax World Traditional IRA, SEP IRA or SIMPLE IRA account if you are age 70½ or older.PDF
20IRA Qualified Charitable Distribution FormRequest a Qualified Charitable Distribution (QCD) from your Pax World Traditional IRA or Roth IRA account if you are age 70½ or older.PDF
21SIMPLE IRA Withdrawal FormRequest a total or partial distribution from your Pax World SIMPLE IRAPDF
22Coverdell ESA Withdrawal FormRequest a total or partial distribution from your Pax World Coverdell ESA.PDF
23Roth IRA Conversion - InternalConvert your Pax World Traditional IRA to a Pax World Roth IRA.PDF
24Roth IRA Conversion - ExternalTransfer & Convert your Traditional IRA with another company to a Pax World Roth IRA.PDF
25IRA Recharacterization Form - Internal ContributionRecharacterize a conversion or contribution between a Pax World Roth IRA and a Pax World Traditional IRA.PDF
26IRA Recharacterization Form- External ContributionRecharacterize a conversion or contribution between a Roth IRA and Traditional IRA between two different financial institutions.PDF
27IRA Self-Certification for Acceptance of a Late Rollover Contribution FormIf you need to certify a waiver of the 60-day rollover rule within 30 days after the initial deadline for certain situations.PDF
28403(b)(7) WithdrawalRequest a total or partial distribution from your pax World 403(b)(7) account.PDF
29Shareholder Service FormAuthorize Telephone/Online Options, Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Investment plan or Systematic Withdrawal Plan; Update Dividend/Capital Gain Options; Update E-delivery Options; Elect a Cost Basis Method.PDF
30Subsequent Investment SlipSend with an additional investment once you have established an account with Pax WorldPDF
31Mutual Fund Trading Authorization FormAllow someone other than the registered account owner(s) to have full trading authority.PDF